Practices
Education
- J.D., California Western School of Law, 2013, with honors
- B.S., George Mason University, 2010, cum laude
Admissions
- New York
- New Jersey
Languages
- Hindi
- Urdu
Overview
Honors
Experience
Thought Leadership
Overview
Nazia J. Khan is an associate in the Corporate Practice Group in the firm's New York office.
Areas of Practice
Ms. Khan’s practice focuses on corporate finance and securities laws. She represents companies and underwriters in public and private corporate finance transactions including initial public offerings, shelf registrations, registered direct transactions, PIPEs, private placements and other securities offerings. In addition, Ms. Khan represents publicly-held companies with their reporting obligations under the Exchange Act and with NASDAQ, NYSE and other exchange listing and compliance matters including matters involving FINRA.
Honors
- Top Rated Securities & Corporate Finance Attorney
- Super Lawyers, 2017-2018
Experience
- Represented Hoth Therapeutics, Inc. in its initial public offering and listing to Nasdaq
- Represented Immuron Limited in its initial public offering and listing to Nasdaq
- Represented Aridis Pharmaceuticals, Inc. in its initial public offering and listing to Nasdaq
Thought Leadership
Articles
Corporate and Securities Law Blog Posts
- "SEC Administrative Proceedings Against Public Companies for Failure to Remediate Material Weaknesses in Internal Control Over Financial Reporting," February 5, 2019
- "Expansion of Regulation A to Reporting Companies: Increased Alternatives Now Available to Public Companies Seeking to Raise Capital or for Mergers and Acquisitions," February 1, 2019
- "The Effects of the SEC Shutdown on the Capital Markets," January 18, 2019
- "SEC Expands the Definition of 'Smaller Reporting Company'," July 12, 2018
Media Mentions
- Global Legal Chronicle, September 25, 2018